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Excerpt from the Muqaddimah

 Ibn Khaldun

Abd-ar-Rahman Abu Zayd ibn Muhammad ibn Muhammad ibn Khaldun (1332-1406) was born in Tunis to an aristocratic family of Moorish Spain that had emigrated back into the North Africa before the Christian conquest of Sevilla in 1248. His early years were spent in scholarship, tutored by the most eminent Arabic scholars of the day. He had a long and turbulent career as a statesman and advisor to various Magrheb rulers, but at age 52 was able to settle down in a protected village near Oran and begin work on his Kitab al Ibar (History of the World).

In 1377 he finished his introduction (Muqadimmah) “with words and ideas pouring into my head like cream from a churn.” The Kitab was completed after four more years of work. After that, he served in various high judicial posts in Cairo, where he died in 1406.

“The Muqaddimmah can be regarded as the earliest attempt made by any historian to discover a pattern in change that occurs in man’s political and social organization. Rational in its approach, analytical in its method, encyclopedic in detail, it represents an almost complete departure from traditional historiography, disregarding conventional concepts and clichés and seeking, beyond the mere chronicle of events, an explanation – and hence a philosophy – of history.” (N.J. Dawood’s Introduction to Ibn Khaldun, The Muqaddimah (Franz Rosenthal translation)(Princeton U . Press, 1967) from which the selections below are excerpted.)

Central to his explanation of how civilizations rise and perish is Ibn Khaldun’s concept of “asibiyah”, an Arabic word that in his usage translates as ‘solidarity’, ‘group feeling’ or ‘group consciousness’. He expanded the term’s meaning from the classical notion of “attachment to one’s tribe” to a more expansive relationship of people experiencing long and close cultural ties to a group.

 An expanding dynasty, built on asibiyah, channels labor and resources into crafts, arts and sciences that are not strictly necessary, but supply luxury. That, however, carries with it the seeds of a sedentary luxury-loving dynasty’s unavoidable decay and disintegration. “The desire of the ruling group to gain exclusive control over all the sources of power and wealth brings a conflict between the dynasty and the men whose asibiyah sustains it. Its members thus resort to the military support from outside sources; and in order to raise the money necessary for this purpose (and for their luxuries) they impose more and more taxes. Gradually the ruling group loses its grip on the reins of power, with the ruler becoming a ruler in name only, controlled by some outsider who is not a member of the dynasty.”

“According to Ibn Khaldun, dynastic history moves in cycles. As it draws nearer to decay and disintegration, the dynasty shrinks inwards under the pressure of the challenging outsider and his group until it finally collapses. Then the new dynasty proceeds upon the path of power, only to suffer the fate of its predecessor.” (From N.J. Dawood’s Introduction.)

The Muqqaddimah’s universal theory of disintegration of powerful, centralized dynasties invites comparison with Edward Gibbon’s History of the Decline and Fall of the Roman Empire (1776-1789).

Each dynasty has a certain amount of provinces and lands, and no more.”

The reason for this is that the group to which a given dynasty belongs and the people who support and establish it, must of necessity be distributed over the provinces and border regions which they reach and take into possession. Only thus is it possible to protect them against enemies and to enforce the laws of the dynasty relative to the collection of taxes, restrictions, and other things.

When the (various) groups have spread over the border regions and provinces, their numbers are necessarily exhausted. This, then, is the time when the territory (of the dynasty) has reached its farthest extension, where the border regions form a belt around the center of the realm. If the dynasty then undertakes to expand beyond its holdings, its widening territory remains without military protection and is laid open to any chance attack by enemy or neighbor. This has the detrimental result for the dynasty of the creation of boldness toward it and of diminished respect for it. If the group is a very large one and its numbers are not exhausted when distributed over border regions and territories, the dynasty retains the strength to go beyond the limit (so far reached), until its expansion has gone as far as possible.

The natural reason for this (situation) lies in the fact that the power of group feeling is one of the natural powers. Any power resulting in any kind of action must proceed in its action in such manner.

A dynasty is stronger at its center than it is at its border regions. When it has reached its farthest expansion, it becomes too weak and incapable to go any farther. This may be compared to light rays that spread from their centers, or to circles that widen over the surface of the water when something strikes it.

When the dynasty becomes senile and weak, it begins to crumble at its extremities. The center remains intact until God permits the destruction of the whole dynasty. Then, the center is destroyed. But when a dynasty is overrun from the center, it is of no avail to it that the outlying areas remain intact. It dissolves all at once. The center is like the heart from which the (vital) spirit spreads. Were the heart to be overrun and captured, all the extremities would be routed. (@128)

How disintegration befalls dynasties

Any royal authority must be built upon two foundations. The first is might and group feeling, which finds its expression in soldiers. The second is money, which supports the soldiers and provides the whole structure needed by royal authority. Disintegration befalls the dynasty at these two foundations.

We shall mention first the disintegration that comes about through might and group feeling, and then, we shall come back and discuss the one that comes about through money and taxation.

A dynasty can be founded and established only with the help of group feeling. There must be a major group feeling uniting all the group feelings subordinate to it. This (major group feeling) is the family and tribal group feeling peculiar to the ruler.

When the natural luxury of royal authority makes its appearance in the dynasty, and when the people who share in the group feeling of the dynasty are humiliated, the first to be humiliated are the members of the ruler’s family and his relatives who share with him in the royal name. They are much more humiliated than anyone else. Moreover, luxury has a greater hold on them than on anyone else, because they have a share in royal authority, power, and superiority. Thus, two agents of destruction surround them, luxury and force. (The use of) force eventually leads to their being killed. They become sick at heart when they see the ruler firmly established in royal authority. His envy of them then changes to fear for his royal authority. Therefore, he starts to kill and humiliate them and to deprive them of the prosperity and luxury to which they had become in large measure accustomed. They perish, and become few in number. The group feeling that the ruler had through them is destroyed. It dissolves and its grip weakens. Its place is taken by the inner circle of clients and followers who enjoy the favors and benefactions of the ruler. A (new) group feeling is derived from them. However, (this new group feeling) does not have anything like the powerful grip (of the other), because it lacks direct and close blood relationships.

The ruler thus isolates himself from his family and helpers, those who have natural affection for him. This is sensed by the people of other groups. Very naturally, they become audacious vis-a-vis the ruler and his inner circle. Therefore, the ruler destroys them and persecutes and kills them, one after the other. The later people of the dynasty follow the tradition of the former in that respect. In addition, they are exposed to the detrimental effect of luxury that we have mentioned before. Thus, destruction comes upon them through luxury and through being killed. Eventually, they no longer have the coloring of their group feeling. They forget the affection and strength that used to go with it. They become hirelings for the military protection (of the dynasty). They thus become few in number. As a consequence, the militia settled in the remote and frontier regions becomes numerically weak. This, then, emboldens the subjects in these remote regions to abandon the (dynastic) cause there. Rebels—members of the ruling family and others—go out to these remote regions. They hope that under these circumstances, they will be able to reach their goal by obtaining a following among the inhabitants of the remote regions of the realm, will be secure from capture by the (government) militia. This keeps on and the authority of the ruling dynasty continues gradually to shrink until the rebels reach places extremely close to the center of the dynasty. The dynasty then often splits into two or three dynasties, depending on its original strength. People who do not share in the group feeling take charge of (dynastic) affairs, though they obey the people who do share in the (dynastic) group feeling and accept their acknowledged superiority.         (@246-7)

Men with a cause, for which they make propaganda, eventually secede. They gain control over border areas and remote regions. There, they are able to make propaganda for their cause and achieve royal authority. As a result, the dynasty splits. As the dynasty shrink more and more, this process often continues until the center is reached. The inner circle, thereafter, weakens, because luxury undermines it.  It perishes and dissolves.  The whole divided dynasty weakens. Occasionally, it lingers on long after that. (The dynasty) can dispense with group feeling now, because it has colored the souls of its subject people with the habit of subservience and submission for so many long years that no one alive can think back to its beginning and origin. They cannot think of anything except being submissive to the ruler.  Therefore, he can dispense with group strength. In order to establish his power, hired soldiers and mercenaries are sufficient. The submissiveness generally found in the human soul helps in this respect. Should anyone think of disobedient or secession—which hardly ever happens—the great mass would disapprove of him and oppose him. Thus, he would not be able to attempt such a thing, even if he should try very hard. In this situation, the dynasty often becomes more secure, as far as rebels and rivals are concerned, because submissiveness is firmly established. Individuals would scarcely admit to themselves the least thought of opposition and the idea of straying from obedience would not enter anybody’s mind. (The dynasty), therefore, is safer (than ever) so far as the trouble and destruction that come from groups and tribes are concerned. The dynasty may continue in this condition, but its substance dwindles, like natural heat in a body that lacks nourishment. Eventually, (the dynasty) reaches its destined time.

As for the disintegration that comes through money, it should be known that at the beginning the dynasty has a desert attitude, as was mentioned before. It has the qualities of kindness to subjects, planned moderation in expenditure, and respect for other people’s property. It avoids onerous taxation and the display of cunning or shrewdness in the collection of money and the accounting (required) from officials. Nothing at this time calls for extravagant expenditure. Therefore, the dynasty does not need much money.

Later come domination and expansion. Royal authority flourishes. This calls for luxury, which causes increased spending. The expenditure of the ruler, and of the people of the dynasty in general, grows. This (tendency) spreads to the urban population. It calls for increases in soldiers’ allowances and in the salaries of the people of the dynasty. Extravagant expenditure mounts. It spreads to the subjects, because people follow the (ways) and customs of the dynasty.

The ruler, then, must impose duties on articles sold in the markets, in order to improve his revenues; he sees the luxury of the urban population testifying to their prosperity, and because he needs the money for the expenditure of his government and the salaries of his soldiers. Habits of luxury, then, further increase. The customs duties no longer pay for them. The dynasty, by this time, is flourishing in its power and its forceful hold over the subjects under its control. Its hand reaches out to seize some of the property of the subjects, either through customs duties, or through commercial transactions, or, in some cases, merely by hostile acts directed against (property holdings), on some pretext or even with none.

At this stage, the soldiers have already grown bold against the dynasty, because it has become weak and senile as far as its group feeling is concerned. (The dynasty) expects that from them, and attempts to remedy and smooth over the situation through generous allowances and much spending for (the soldiers). It cannot get around that.

At this stage, the tax collectors in the dynasty have acquired much wealth, because vast revenues are in their hands and their position has widened in importance for this reason. Suspicions of having appropriated tax money, therefore, attach to them. It becomes common for one tax collector to denounce another, because of their mutual jealousy and envy. One after another is deprived of his money by confiscation and torture. Eventually, their wealth disappears, and they are ruined. The dynasty loses the pomp and magnificence it had possessed through them.

After their prosperity is destroyed, the dynasty goes farther afield and approaches its other wealthy subjects. At this stage, feebleness has already afflicted its former might. (The dynasty) has become too weak to retain its power and forceful hold. The policy of the ruler, at this time, is to handle matters diplomatically by spending money. He considers this more advantageous than the sword, which is of little use. His need for money grows beyond what is needed for expenditure and soldiers’ salaries. He never gets enough. Senility affects the dynasty more and more. The people of other regions grow bold against it. (@248-250)

The authority of the dynasty at first expands to its limit and then is narrowed down in successive stages, until the dynasty dissolves and disappears

Each dynasty has its specific share of provinces and districts, and no more. (Its expansion) depends on the distribution of the dynasty’s group (strength) for the protection of its territory and regions. Wherever its numbers go, their advance (eventually) comes to a stop at the ‘border region’. This surrounds the dynasty on all sides like a belt. Its farthest extension may coincide with the origins ‘belt’ of authority of the preceding dynasty. Or it may be still widen if the numerical (strength) of the (new) group is greater than that of the preceding dynasty.

All this takes place while the dynasty has the characteristics of desert life and rude courage.

Subsequently, power and superiority come into their own. Bounties and salaries become abundant as a result of improved revenues. Luxury and sedentary culture abound. New generations grow up accustomed to this situation. The character of the militia softens, and they lose their toughness. This makes them cowards and lazy fellows. It causes them to shed the characteristics of courage and manliness. They give up the desert attitude and desert toughness and seek power through assiduous competition for leadership. This causes some of them to kill others. The ruler prevents them from doing that, by killing their great men and destroying their leaders. Thus, amirs and great men no longer exist, and the number of followers and subordinates grows. This blunts the sharp edges of the dynasty and decreases its strength.

This is paralleled by extravagance in expenditure. The people of the dynasty suffer from the pomp of power and limitless ostentation as they compete with each other in matters of food, clothing, large palaces, good weapons, and the horses in their stables. At this time the income of the dynasty is too small to pay for such expenditure and thus the second element of disintegration afflicts the dynasty that which comes through money and taxation.  Weakness and destruction are the results of these two elements of disintegration.

The leaders of (the dynasty) often compete with each other. They quarrel, and are too weak to stand up and defend themselves against rivals and neighbors. The people of the border and remote regions often sense the weakness of the dynasty at their backs, and they show their strength. They eventually gain independent control over the districts in their possession. The ruler is too weak to force them back on the (right) path. Thus, the authority of the dynasty becomes narrower than it had been at the beginning. The administration restricts itself to a smaller area. Eventually, the same weakness, laziness with regard to group strength, and the shortage of money and revenue that had come about in the first, larger, area also come about in the second, smaller, area.

The person in charge of the dynasty now undertakes to change the norms the dynasty had adopted as its policy with regard to soldiers, money, and administrative functions. The purpose is to have norms suitable for balancing the budget, satisfying the militia, safeguarding the administrative districts, distributing the tax revenue for the (soldiers’) salaries in the proper manner, and readjusting (the new conditions) to those that had existed at the beginning of the dynasty. However, evil happenings can still be expected from every quarter.

At this later stage, what had happened before in the first stage happens again. The ruler now considers the same (measures) that the first ruler had considered, and applies the old yardstick to the new conditions of the dynasty. He intends to repel the evil consequences of disintegration, which reappears at every stage and affects every part of the realm until the area of the dynasty is again narrower than it had been before, and what had happened before happens again.

Each of the persons who change the previous (dynastic) norms is in a way the builder of a new dynasty and the founder of a new realm. However, the dynasty is eventually destroyed. The nations around it push on to gain superiority over it. They then found a new dynasty of their own. (@250-251)

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