Publications / Article

Excerpt from Seeing Like a State

James C. Scott

James C. Scott (1936 –  ) was for most of his career Sterling Professor of Political Science at Yale University, where since 1991 he has directed the Program in Agrarian Studies. Seeing Like a State is an imaginative and well-written tour through a wide range of attempts of states to make use of what Scott calls “high modernism” (see below) to solve pressing problems. Although Scott makes a serious effort to disclaim any affinity with Austrian School economists like Ludwig Von Mises and Friedrich Hayek, he convincingly corroborates their point that “centrally-planned social-engineering is not an appropriate mechanism for building a better society.”

Scott begins with the example of eighteenth and nineteenth German forest management, where the ecosystem paid a serious price for the idea that clearing out all the underbrush would improve forest yields. As reviewer Bradford DeLong put it, “people in rooms lined with green silk lay out complicated plans, which are then approved by the politically powerful, implemented with no regard for local conditions or local knowledge, and wind up as disasters.”

Scott continues with the laying out of the first Paris-Strasbourg railway, LeCorbusier’s design for Brasilia, Lenin’s dogma of centralized direction of the Revolution, Nyerere’s “villageization” of Tanzania, Third World agricultural improvement planning, and the saga of the “rubber tomatoes”.

Much of this book can be read as a case against the imperialism of high-modernist, planned social order.  I stress the word “imperialism” here because I am emphatically not making a blanket case against either bureaucratic planning or high-modernist ideology.  I am, however, making a case against an imperial or hegemonic planning mentality that includes the necessary role of local knowledge and know-how.

.…

My case is that certain kinds of states, driven by utopian plans and an authoritarian disregard for the values, desires, and objections of their subjects, are indeed a mortal threat to human well-being. Short of that draconian but all too common situation, we are left to weigh judiciously the benefits of certain state interventions against their costs.

 

I believe that many of the most tragic episodes of state development in the late nineteenth and twentieth centuries originate in a particularly pernicious combination of three elements. The first is the aspiration to the administrative ordering of nature and society, an aspiration that we have already seen at work in scientific forestry, but one raised to a far more comprehensive and ambitious level. “High modernism” seems an appropriate term for this aspiration. As a faith, it was shared by many across a wide spectrum of political ideologies. Its main carriers and exponents were the avant-garde among engineers, planners, technocrats, high-level administrators, architects, scientists, and visionaries.

 

“The third element [in the flourishing of the high modernist experiments ] is a weakened or prostrate civil society that lacks the capacity to resist these plans.  The ideology of high modernism provides, as it were, the desire, the modern state provides the means of acting on that desire, and the incapacitated civil society provides the leveled terrain on which to build (dis)utopias.

 

There is no denying that much of the massive, state-enforced social engineering of the twentieth century has been the work of progressive, often revolutionary elites.  Why?

The answer, I believe, lies in the fact that it is typically progressives who have come to power with a comprehensive critique of existing society and a popular mandate (at least initially) to transform it.  These progressives have wanted to use that power to bring about enormous changes in people’s habits, work, living patterns, moral conduct, and worldview.  They have deployed what Vaclav Havel has called “the armory of holistic social engineering.”  Utopian aspirations per se are not dangerous.  As Oscar Wilde remarked, “A map of the world which does not include Utopia is not worth even glancing at for it leaves out the one country at which Humanity is always landing.”  Where the utopian vision goes wrong is when it is held by ruling elites with no commitment to democracy or civil rights and who are therefore likely to use unbridled state power for its achievement.  Where it goes brutally wrong is when the society subjected to such utopian experiments lacks the capacity to mount a determined resistance.

What is high modernism, then?  It is best conceived as a strong (one might even say muscle-bound) version of the beliefs in scientific and technical progress that were associated with industrialization in Western Europe and in North America from roughly 1830 until World War I.  At its center was a supreme self-confidence about continued linear progress, the development of scientific and technical knowledge, the expansion of production, the rational design of social order, the growing satisfaction of human needs, and, not least, an increasing control over nature (including human nature) commensurate with scientific understanding of natural laws.  High modernism is thus a particularly sweeping vision of how the benefits of technical and scientific progress might be applied — usually through the state — in every field of human activity.”

 

Scott concludes by explaining, with numerous intriguing examples, the concept of “metis”:

Following the illuminating studies of Marcel Detienne and Jean-Pierre Vernant, we can find in the Greek concept of “metis” a means of comparing the forms of knowledge embedded in local experience with the more general, abstract knowledge deployed by the state and its technical agencies.

Broadly understood, metis represents a wide array of practical skills and acquired intelligence I responding to a constantly changing natural and human environment… All human activities require a considerable degree of metis, but some activities require far more. To begin with, skills that require adapting to a capricious physical environment, he acquired knowledge of how to sail, fly a kite, fish, shear sheep, drive a car or ride a bicycle relies on the capacity for metis. Each of these skills requires hand-eye coordination that come with practice and a capacity to ‘read’ the waves, the wind, or the road and to make the appropriate adjustments. One powerful indication that they all require metis is that they are exceptionally difficult to teach apart from engaging in the activity itself. One might imagine trying to write down explicit instructions on how to ride a bicycle, but one can scarcely imagine that such instructions would enable a novice to ride a bicycle on the first try. The maxim “practice makes perfect” was devised for such activities as this, inasmuch as the continual nearly imperceptible adjustments necessary for riding a bicycle are best learned by having to make them.

We can venture some preliminary generalizations about the nature of metis and about where it is relevant. Metis is most applicable to broadly similar but never precisely identical situations requiring a quick and practiced adaptation that becomes almost second nature to the practitioner. The skills of metis may well involve rules of thumb, but such rules are largely acquired through practices (often in formal apprenticeship)  and a developed feel or knack for strategy. Metis resists simplification into deductive principles which can successfully be transmitted through book learning, because the environments in which it is exercised are so complex and nonrepeatable that formal procedures of rational decision making are impossible to apply. In a sense, metis lies in that large space between the realm of genius, to which no formula can apply, and the realm of codified knowledge, which can be learned by rote.

Human resistance to the more severe forms of social straitjacketing prevents monotonic schemes of centralized rationality from ever being realized. Had they been realized in their austere form, they would have presented a very bleak human prospect.

By themselves the simplified rules can never generate a functioning community, city, or economy. Formal order, to be more explicit, is always and to some degree parasitic on informal processes, which the formal scheme does not recognize, without which it could not exist, and which it alone cannot create or maintain.

 

Seeing Like a State: How Certain Schemes to Improve the Human Condition Have Failed (New Haven: Yale University Press, 1998)

Share: